Deferred verification: verifiable declarations of fissile-material stocks for disarmament purposes

ABSTRACT

Nuclear disarmament is often seen as eventually requiring access to nuclear warheads or to the warhead-dismantlement process to verify that a state has not hidden weapons or weapon-materials despite promising to disarm. This article suggests this view is misplaced, and that what is needed is a verification mechanism able to provide reliable assurances of the absence of fissile materials available for use in weapons after a state has disarmed. Such a mechanism will need an initial declaration of the amount of fissile materials held by a state for all purposes, military and civilian. In a state with a nuclear arsenal awaiting elimination, this declaration would have to include materials that may not be available for verification because they are in nuclear weapons or are in other classified or proliferation-sensitive forms. This article describes a verification arrangement that does not require access to materials in weapons and in sensitive forms while still allowing checks on the overall accuracy of the declaration. Verification of the completeness and correctness of the declaration is deferred to the time when the weapons-relevant material enters the disposition process, at which point it no longer has any sensitive attributes. By removing the focus on monitoring warheads and dismantlement, this new approach could provide a more manageable path to nuclear disarmament.     

FACILITATING NUCLEAR DISARMAMENT: Verified Declarations of Fissile Material Stocks and Production

Unprecedented interest in seeking progress toward nuclear disarmament exists today; even some nuclear weapon states are looking for new ways to strengthen this process. National declarations of fissile material holdings—highly enriched uranium and plutonium—could play an important role in supporting this effort, facilitating not only transparency but also the irreversibility of the process. This article discusses what kind of content such declarations could have in order to be meaningful and effective, the sequence of data on fissile material holdings that states might release, and some of the challenges to be expected in reconstructing historic fissile material production; it also summarizes current attitudes of weapon states toward making such declarations. Initial declarations can be valuable as confidence-building measures, but better and more background data are necessary if declarations are to serve as the groundwork for deeper cuts in the nuclear arsenals. A robust verification approach would ultimately require inspectors to have access to fissile material production and storage sites. The methods and tools of nuclear forensic analysis—in this context also dubbed nuclear archaeology—would be a key element of this process. This article discusses the capabilities and limitations of potential approaches to verifying declarations of historic production of plutonium and highly enriched uranium; it also identifies and discusses opportunities for further research and development.     

GERMANY'S CURRENT AND FUTURE PLUTONIUM INVENTORY

In the past, Germany reprocessed a significant amount of its spent nuclear fuel, partly on its own territory but mostly as a customer of British and French reprocessing plants. In mid-2005, Germany stopped this practice, banning new transports of spent fuel for reprocessing—although the already-exported material would be allowed to be reprocessed and recycled in German reactors as mixed-oxide (MOX) fuel. In total, about 6,500 tonnes of heavy metal have been contracted for reprocessing, but a significant portion of this material has neither been reprocessed nor recycled as MOX fuel in German reactors. Due to the complex import-export history and the partly nontransparent information policy of the German government and utilities, a comprehensive and up-to-date plutonium balance for Germany is not publicly available. This report provides an assessment of Germany's plutonium inventory (stored domestically or abroad) based on open-source information. Special attention is paid to the issue of whether the entire inventory of separated plutonium can be completely irradiated in German nuclear reactors before the last of them are shut down in 2022. The authors conclude that Germany's stock of plutonium waiting to be recycled was about 12.2 tonnes as of 2010; this plutonium should be completely re-imported from the United Kingdom and France by 2017. Germany's MOX-consumption capacities should be sufficient to irradiate the remaining plutonium, although further delays are expected that could leave Germany with an inventory of separated (unirradiated) plutonium.     

CREATING SUNS ON EARTH

Concerns about climate change and energy security have prompted some countries to revive dormant nuclear fission power programs to meet growing energy demands and reduce carbon dioxide emissions. However, this so-called nuclear renaissance based on fission would have major drawbacks in the areas of safety, security, and nonproliferation. Nuclear fusion, however, is portrayed by its proponents as mitigating these drawbacks, and scientists continue to pursue fusion's promise with two large-scale projects: the International Thermonuclear Experimental Reactor (ITER), and the Laser Inertial Fusion Engine (LIFE) reactor. Although supporters often hail fusion as proliferation resistant, the technology could be used to create weapons-usable fissile material. This article explains how fissile material could be created in ITER or LIFE and analyzes other nonproliferation implications of fusion; the authors discuss the various challenges faced by ITER and LIFE.     

The Trust Paradox in Nuclear Smuggling

ABSTRACT

This article explores the paradox of trust in the largest nuclear smuggling operation involving highly enriched uranium (HEU) discussed in open source literature. In the first effort to understand the type, extent, and role of trust in nuclear smuggling enterprises, it draws from literature on trust development in legitimate businesses as well as criminal enterprises. Observed behavioral patterns in this case challenge traditional notions of the internal dynamics of temporary groups engaged in nuclear smuggling and operational realities of such activities. The article seeks to explain why individuals agree (and continue) to operate in this high-risk environment, unbound by close personal ties, without any effort to verify the background, motives, or qualifications of the fellow conspirators. It offers ways to advance current nonproliferation efforts in non-state actor interdiction by exploiting the environment of shallow trust in temporary groups.     

A Novel Framework for Safeguarding Naval Nuclear Material

ABSTRACT

The present international standard allows non-nuclear weapon states (NNWS) to forego safeguards when nuclear material is used in a “non-proscribed military activity,” though no criteria have been established to determine when NNWS can remove naval nuclear material from safeguards. Though at present, only nuclear-armed states possess nuclear submarines, the global nuclear naval landscape may soon change with the advancement of Brazil's fledgling program and the possible precedent it would set for other NNWS. A framework is needed to shore up nuclear security and prevent nuclear material diversion from the nuclear naval sector. Proposed and existing nonproliferation frameworks, including a Fissile Material Cut-off Treaty and commitments through the nuclear security summits, are insufficient to close this loophole. A Naval Use Safeguards Agreement (NUSA), modeled after the Additional Protocol of the International Atomic Energy Agency, would provide a framework to remove the opacity surrounding nuclear material in the naval sector. Designed for NNWS and encouraged as confidence-building measures for nuclear weapon states, NUSA would explicitly outline those stages in the naval nuclear fuel cycle where safeguards are to be applied and in what context. This viewpoint also further provides direction for targeted research and development in technical naval nuclear safeguards solutions.     

Reflections on Transparency and Monitoring under the 1993 United States-Russian Federation Highly Enriched Uranium Purchase Agreement

ABSTRACT

The 1993 Highly Enriched Uranium (HEU) Purchase Agreement between the United States and Russian Federation is often described as one of the world's most successful nuclear nonproliferation programs. In 2013, the two states achieved the agreement's major goals of downblending 500 metric tons of Russian weapon-origin HEU to low enriched uranium (LEU) and delivering all resultant LEU to the United States. At one time, the LEU delivered under the agreement generated nearly 10 percent of all electricity in the United States. The agreement achieved its nonproliferation goals through a unique government/industry partnership. Commercial executive agents contracted for the annual sale and delivery of downblended LEU, while the US and Russian governments exercised reciprocal transparency monitoring measures to demonstrate that all LEU delivered under the agreement was derived from Russian weapons-origin HEU, and that the same LEU was used for exclusively peaceful purposes in the United States. The commercial development, negotiations, and implementation of the agreement have been well documented. This article describes the scope of US transparency monitoring activities in Russian HEU processing facilities, as well as Russian monitoring in the United States. In addition, it discusses the results of twenty years of reciprocal transparency monitoring and data analysis, and outlines lessons learned that are potentially applicable to future transparency monitoring and verification regimes and similar cooperative efforts.     

POTENTIAL PROLIFERATION POINTERS FROM THE PAST: Lessons from the British Nuclear Weapons Program, 1952–69

Becoming a nuclear weapon state and sustaining a militarily credible nuclear weapons capability is far from trivial, especially for medium powers. Such a capability is demonstrated by much more than firing a first test or acquiring significant quantities of fissile material; capability is indicated by factors including weaponization, delivery of weapons, reliability and effectiveness of weapons and their delivery systems, fissile material availability, and nuclear and non-nuclear testing. Files in the British National Archives shed considerable light on the problems faced by the nuclear weapon program of the United Kingdom from 1952 through the late 1960s. The question is whether this experience is unique or if it instead offers insights into the potential problems faced by, or facing, other medium or aspiring nuclear weapon states. The proliferation-related topics highlighted include: fissile material production, nuclear testing, the first weapon, weapon delivery rates, non-nuclear testing, delivery platform problems, and long-term maintenance and capability sustainability. Further research could provide clearer insights.     

Technical and proliferation‐related aspects of the dismantlement of Russian Alfa‐Class nuclear submarines

When does a state become a “nuclear weapon state”? How we choose to answer this question has significant implications for proliferation assessment, analysis, and policy. Traditionally, the standard demarcation line has been a state's first nuclear test, but in recent years analysts have increasingly focused instead on the accumulation of a significant quantity (SQ) of fissile material. The article argues that although the test/no-test indicator clearly has problems, its replacement by the SQ/no-SQ indicator would be highly counterproductive. The article instead proposes supplementing the traditional test/no-test indicator with a theory-driven approach that focuses on the incentives and disincentives to test.     

The South African Denuclearization Exemplar

ABSTRACT

South Africa's nuclear disarmament is a unique historical case, notable in part for the dramatic shift from deception to cooperation. The unprecedented transparency it demonstrated in order to convince the international community of the veracity of their disarmament is heralded as an exemplar for verifiable denuclearization. Less known is how this case affords insights into how a nuclear weapon program can be clandestinely hidden by the ambiguity provided by an otherwise completely legitimate, peaceful, nuclear energy program. Using a variety of open sources, including newly declassified internal South African and US government reports, it can be shown that South Africa employed a variety of deceptive tactics before it disarmed, and even for nearly two years after becoming a signatory to the Treaty on the Non-Proliferation of Nuclear Weapons. This article reviews that information to derive instructive lessons on the lengths that a nuclear proliferant state might go to conceal its true capabilities and intentions, and to thwart international discovery of the existence and full extent of an existing—or, in this case, a former—nuclear weapon program.     

Responding to the failed state: The need for strategy

Given the challenges posed by failed and failing states, and the likelihood that such failure will continue well into the new millennium, the need for a strategic approach appears evident. Should we respond? If so, how and with what expectations? Answers to such questions require an underlying set of strategic guidelines. This article contributes to developing that strategy by examining common manifestations of state failure and some possible response objectives. It concludes by arguing that careful and tough analysis must guide our choices about where and when to respond, and how ambitiously we set our objectives.     

一种潜艇内外磁场换算算法的实验验证

将磁矩作为潜艇磁场的虚拟源,通过磁场变化量推导了潜艇内外磁场变化量的关系式,解决了制约闭环消磁技术发展的核心问题。并以封闭的铁质空心圆筒模拟潜艇,测量模型内外磁场变化量,对内外换算关系式进行了实验验证,实验结果表明,用该关系式由内部磁场换算外部磁场,误差可以控制在10%以内。     

Reactor-grade plutonium and nuclear weapons: ending the debate

The claim that reactor-grade plutonium cannot or will not be used to produce nuclear weapons has been used to justify non-nuclear-weapon states’ large stockpiles of plutonium that has been separated from highly radioactive spent fuel. However, by using reduced-mass plutonium cores, it is possible to manufacture reliable nuclear weapons with reactor-grade plutonium. These weapons can have the same design, size, weight, and predetonation probability as weapons using weapon-grade plutonium and would require no special cooling. The increased radiation from reactor-grade plutonium could be easily managed by shielding and operational procedures. Weapons using plutonium routinely produced by pressurized-water reactors could have a lethal area between 40 percent and 75 percent that of weapons using weapon-grade plutonium. In the past, both Sweden and Pakistan considered using reactor-grade plutonium to produce nuclear weapons, and India may be using reactor-grade plutonium in its arsenal today. Despite claims to the contrary, the United States used what was truly reactor-grade plutonium in a successful nuclear test in 1962. The capability of reactor-grade plutonium to produce highly destructive nuclear weapons leads to the conclusion that the separation of plutonium, plutonium stockpiling, and the use of plutonium-based fuels must be phased out and banned.     

Pakistan’s nuclear future: continued dependence on asymmetric escalation

ABSTRACT

In 2019, the geostrategic landscape of South Asia significantly changed. A crisis between India and Pakistan involved air strikes across international boundaries for the first time since the 1971 war. Pakistan came close to economic collapse, while India re-elected hawkish Narendra Modi as prime minister in a landslide. These developments, alongside the United States’ efforts to strike a deal to leave Afghanistan and rapidly improving US-India relations, portend new challenges for Pakistan’s security managers—challenges that nuclear weapons are ill-suited to address. Despite the shifting security and political situation in the region, however, Pakistan’s nuclear posture and doctrine seem unlikely to change. This article explores the roots of Pakistan’s reliance on the traditional predictions of the nuclear revolution, most notably the notion that nuclear-armed states will not go to war with one another, and argues that this reliance on nuclear deterrence is a response both to Pakistan’s security environment and to serious constraints on moving away from nuclear weapons toward an improved conventional force posture. Pakistan’s central problems remain the same as when it first contemplated nuclear weapons: the threat from India, the absence of true allies, a weak state and a weaker economy, and few friends in the international system. While 2019 may have been a turning point for other states in the region, Pakistan is likely to stay the course.     

基于监测数据的电磁频谱地图构建与验证

提出基于广义回归神经网络拟合和聚类克里金的构建方法,通过趋势面拟合,将电磁频谱地图构建分解为路径衰减和阴影衰落分量的估计问题,以提升构建精度;设计监测数据聚类和自适应最优邻域选取机制,在保证构建精度的条件下减小计算数据量,以提升构建速度,从而利用数量有限的电磁环境监测数据,在不需要先验信息的条件下实现电磁频谱地图的准确、快速构建。设计并实现电磁频谱地图验证系统,搭建车载数据采集设备,利用实测电磁环境监测数据,验证所提方法的可行性及构建性能。     

Modelling the demand for national security expenditure: a note

In the past, national security for the majority of countries was almost exclusively associated with an external military threat emanating from a rival state(s). This was reflected in the standard models for the demand for military expenditure. The emergence of new security challenges such as terrorism, transnational crime networks, failed and rogue states, has profoundly affected the international security environment and the concept of national security. This note develops a model for the demand for national security expenditure adopting a broader, more inclusive definition of national security and includes concomitant budgetary outlets to meet the new security challenges.     

Exact analysis of (R,s, S) inventory control systems with lost sales and zero lead time

We study an (R, s, S) inventory control policy with stochastic demand, lost sales, zero lead‐time and a target service level to be satisfied. The system is modeled as a discrete time Markov chain for which we present a novel approach to derive exact closed‐form solutions for the limiting distribution of the on‐hand inventory level at the end of a review period, given the reorder level (s) and order‐up‐to level (S). We then establish a relationship between the limiting distributions for adjacent values of the reorder point that is used in an efficient recursive algorithm to determine the optimal parameter values of the (R, s, S) replenishment policy. The algorithm is easy to implement and entails less effort than solving the steady‐state equations for the corresponding Markov model. Point‐of‐use hospital inventory systems share the essential characteristics of the inventory system we model, and a case study using real data from such a system shows that with our approach, optimal policies with significant savings in inventory management effort are easily obtained for a large family of items.     

NUCLEAR POWER IN THE MIDDLE EAST:

With the exception of Iran, no Middle Eastern state has an operating nuclear power reactor. Several states, including the United Arab Emirates, Saudi Arabia, Qatar, Kuwait, Israel, Syria, Jordan, Turkey, and Egypt are considering constructing such reactors; some have even taken steps towards commencing nuclear power projects. There exist, however, considerable economic, technical, safety, and security challenges to achieving these goals, many of which are acute in the Middle East region. Regional and international cooperation on nuclear technology could not only help regional states meet their energy objectives, but it could also help to build trust among states as a basic step towards a future Middle East Weapons of Mass Destruction-Free Zone.     

MONGOLIA

Formed according to broad principles laid out by the United Nations, nuclear-weapon-free zones (NWFZs) play an important role in promoting nuclear nonproliferation, paralleling and complementing the Treaty on the Non-Proliferation of Nuclear Weapons. But the traditional regional treaty-based path to establishing NWFZs is not open to all states. Owing to various factors, some countries cannot realistically follow the path of states that have established traditional NWFZs. Mongolia, having declared itself a single-state NWFZ in 1992 and gained UN General Assembly recognition of this status in 1998, may provide an example for other countries to follow. This viewpoint presents Mongolia's case as a state seeking to acquire a nontraditional nuclear-weapon-free status despite unfavorable geopolitical circumstances. The case of Mongolia clearly demonstrates that the creation of a credible, single-state NWFZ status is possible, but demands the support and flexibility of both neighboring states and the nuclear weapon states.     

Bargaining with nuclear weapons: Thomas Schelling's ‘general’ concept of stability

This article identifies a consistent approach to stability across a wide range of conflict situations at the heart of Thomas Schelling's strategic theory. It finds that there are two main aspects of this ‘general’ concept of stability. The first is the ability to strike a bargain at a mutually acceptable resting place as seen in the Korean War stalemate. The second is the ability to maintain a strategic bargain over the long term as in the stability of the balance of terror. This article finds that crucial assumptions which underpin Schelling's general concept, such as the existence of restraints on the degree of competition and the idea that nuclear weapons assist the bargaining process, hold up better in some cases than in others. Stability consequently seems more possible in a conventional conflict or crisis when nuclear weapons are a background influence than in a war where the nuclear threshold has already been crossed.