In pursuit of accountability during and after war

ABSTRACT

This article aims to identify and elaborate the causes and ramifications of applying transitional justice, in particular accountability measures, to situations of war. It focuses on the correlations between peace and justice – and hence an important perspective on the question ‘how do wars end’. The article seeks to understand some of the main challenges associated with pursuing accountability for crimes committed in contemporary forms of conflict, including civil wars and abuses committed by major powers in armed conflict.     

Building Stability Overseas: Three case studies in British defence diplomacy – Uganda,Rhodesia–Zimbabwe,and Sierra Leone

In 2011, the Department for International Development, the Foreign & Commonwealth Office, and the Ministry of Defence launched the Building Stability Overseas Strategy (BSOS). This document sought to integrate cross-government activity as it related to conflict and security so as to ‘take fast, appropriate and effective action to prevent a crisis or stop it escalating and spreading’. At the heart of the strategy was the recognition that addressing instability and conflict overseas was morally right and in the UK's national interests. This confluence of foreign policy realism and ethical outlook most clearly found harmony in the acknowledgement that it was cheaper for the international community to avoid conflict than it was to try to manage it. Through an examination of three historical case studies (Uganda 1964–1972, Rhodesia–Zimbabwe 1979–1981, and Sierra Leone 2000–2007), this article seeks to demonstrate just how difficult this seemingly sensible strategic outlook is. In particular, the article shows there are historical parallels in British postcolonial history that very closely resemble contemporary policy choices; that these can be used to define what is different about past and present practice; and, which in turn, can be used to – at least tentatively – mark out the potential strengths and weaknesses in BSOS.     

1918 Revisited1

This article re-evaluates the origins of the armistice of November 1918, drawing on German, French and British primary sources and on insights from work by political scientists on war termination. It examines why the German government decided to request a ceasefire and why the US, Britain and France decided to grant one. At first sight these decisions appear paradoxical in the light of the military-political situation at the time. In accounting for them the article stresses (on the German side) the campaigning on the Western Front over the previous months and (among Germany's opponents) the diplomatic tensions between Washington, London and Paris. Between them these considerations caused an unexpected and temporary convergence of perceived interests in favour of ending the conflict.     

The use of undercover military units in counter-terrorist operations: a historical analysis with reference to contemporary anti-terrorism

This article examines the use of specialised plain-clothes military units in counter-terrorism, concentrating on examples involving liberal-democratic states. It analyses the benefits and problems arising from clandestine military activity, focusing in particular on British army units (notably 14 Intelligence Company and the Force Research Unit in Northern Ireland). The article concludes by arguing that such formations have a clear utility – notably in gathering intelligence on terrorist groups – but other aspects of their role are inherently controversial (notably in cases where undercover soldiers use deadly force against suspected terrorists). It also states that plain-clothes military operations need to be conducted on the basis of accountability, both for strategic reasons, and also in accordance with the norms of liberal democracy.     

British intelligence and the Soviet atomic bomb, 1945–1950

With relations with the Soviet Union growing ever ‘hotter’, it became essential for the British to comprehend Soviet atomic development. However, British intelligence had to rely on more overt methods of intelligence collection, which provided an inadequate basis from which to proceed. This was further hindered by the interpretation of such information on the basis of Anglo-American development and by the 1946 McMahon Act. Accordingly the first Soviet atomic bomb in August 1949 was not accurately predicted by the British. Meanwhile British war planning centred on the year 1957, based – it was argued – on strategic forecasts. Yet the impact of recently released intelligence material throws this into question, and instead reveals that the date reflected British war readiness, rather than when British intelligence predicted the Soviet Union would have achieved the nuclear capability to wage a successful war.     

Ethnicity,class, and civil war: the role of hierarchy,segmentation, and cross-cutting cleavages

Why are some countries prone to ethno-nationalist conflict, whereas others are plagued by class conflict? This is a question that has seldom been raised and rarely been examined empirically. This paper presents a social-structural theory to account for the variable incidence of these two forms of political instability. These two types of conflict result from distinct principles of group solidarity – ethnicity and class – and since each individual is simultaneously a member of an ethnic group (or many such groups) and a particular class, these two principles vary in the degree to which they are mutually exclusive or cross-cutting. The degree of economic stratification between groups and economic segmentation within them shapes the relative salience of each principle of group solidarity in any society and is associated with a characteristic form of political mobilization. In places where between-group inequalities are high, and within-group inequalities low, ethnicity should be the dominant principle of group solidarity and serve as the primary basis of group conflict. By contrast, in countries where between-group inequalities are low, and within-group inequalities high, class is more likely to serve as the dominant principle of group solidarity, and conflicts along class lines are more likely. We test these conjectures with data in over 100 countries on cross-cutting cleavages, ethnic war, and class conflict. The results are supportive of the theory, and provide evidence that how groups are stratified and segmented in societies shapes the type of civil war.     

IF YOU WANT IT DONE RIGHT,DO IT YOURSELF

Some have argued that the transatlantic rancor over the Iraq war made cooperation, especially on nonproliferation, unlikely. In contrast, this article, documents post-invasion instances of nonproliferation cooperation, with particular emphasis on the Proliferation Security Initiative and the EU-3 Initiative—the British, French, and German negotiations with Iran over its suspected nuclear activities. In addition to documenting French and British participation in these initiatives, the article analyzes why they have chosen to participate and argues that France and Britain have participated in both efforts because they are committed to avoiding future Iraq-like preventive wars.     

Setting a place at the table: ending insurgencies through the political process

This article argues that, under certain conditions, allowing insurgents into the political process – through elections or government posts – can be a useful tool in the peace process and can help end insurgencies. However, bringing insurgents into the political process is unlikely to end insurgencies on its own, particularly if insurgents, the government, or the population believes that force is still a viable means of defeating the opponent and changing the status quo. The article begins with a brief overview of the causes of insurgency and on conflict resolution for internal wars. The article then considers two examples of insurgents that have entered the political process – the Irish Republican Army (IRA) in Northern Ireland and Hezbollah in Lebanon – and the differing degrees of success in transforming these insurgents to non-violent participants in the political process. It concludes by suggesting how insurgents can be brought into the political process as part of conflict resolution and the implications for Afghanistan.     

Minimum force in British counterinsurgency

With strategic success in Iraq and Afghanistan far from certain, comforting beliefs about Britain's superiority at counterinsurgency have come under increasingly sceptical scrutiny. This article contributes to the debate with particular reference to the supposedly pivotal principle of minimum force. After discussing the recent literature on the subject, the article critiques the methodology employed by advocates of the traditionalist view on British COIN, arguing for a more rigorous historical approach based on primary sources. Following these historical matters, it is argued that conceptually, minimum force should be analysed dialectically in relation to practices of exemplary force, and above all, on the evidence of what happens in a conflict. Arguably the value ascribed to doctrine in strategic analysis has become unduly inflated, and we must look beyond it to understand war and political violence.     

Israel’s Security Nexus as Strategic Restraint: The Case of Iran 2009–2013

This article examines the debates in Israel between 2009 and 2013 over Iran’s nuclear programme as a reflection of a particular type of civil–military or civil–security relationship. It analyses how key actors within that relationship – particularly those with an intelligence background – engaged with media outlets in Israel and further afield to influence domestic and international opinion over how best to contain Iran’s nuclear ambitions. In so doing, it seeks to address one fundamental question: are governments in Jerusalem any longer the final arbiters over deciding what is in the national security interests of the State of Israel?     

Identifying the spoilers in the security sector reform – disarmament demobilisation and reintegration process in the Congo

The Congolese security sector reform – disarmament demobilisation and reintegration (SSR-DDR) process has suffered from setbacks in its military sector during the last 10 years, such as insufficient funding, lack of coordination and domestic reluctance to major changes, with as a result, a very fragile and disjointed Army. These problems have deepened as officers have defected from the Army and caused new instability in the East of the Congo. This article aims to analyse the recent mutinies and the reaction by the Congolese government by applying a capabilities-based approach in combination with a typology of spoilers. The objective is to identify and classify the spoilers and answer the questions of why they emerge now and how they are dealt with on a national level. From the analysis, the author suggests that there are several spoilers involved in the current situation – the most powerful being the Congolese and the Rwandan governments, prompting the question of whether an international involvement is necessary to solve the problem.     

Northern Ireland and minimum force: the refutation of a concept?

The debate over whether there exists a British counter-insurgency tradition of minimum force is one that has been thoroughly discussed. Is there anything left to say? This study suggests there is further insight to be attained if one explicitly evaluates the concept of minimum force in relation to the conduct of the security forces in the years of the Northern Ireland conflict. Through an examination of three key periods in the conflict, it will be shown that while there was invariably an awareness of the need to act with restraint among senior officers at the strategic level, this was often difficult to apply at the tactical level in the heat of confrontation. The argument demonstrates that the British Army, and other instruments of the state, rarely acted in a manner that could be described as ‘minimal’. Instead, it was the broader liberal values of the British state that explains largely the degrees of restraint exhibited by the government and security forces.     

Life in the “Gray Zone”: observations for contemporary strategists

The term “Gray Zone” is gaining in popularity as a way of describing contemporary security challenges. This article describes the “short-of-war” strategies – the fait accompli, proxy warfare, and the exploitation of ambiguous deterrence situations, i.e. “salami tactics” – that are captured by the term and offers several explanations for why state and non-state actors are drawn to these strategies. The analysis highlights why defense postures based on deterrence are especially vulnerable to the short-of-war strategies that populate the “Gray Zone.” The article concludes by suggesting how defense officials might adapt defense policies to life in the “Gray Zone.”     

Thinking Globally and Acting Locally: Counterinsurgency Lessons from Modern Wars – A Reply to Jones and Smith

In light of present day calls for increased levels of cultural understanding on the part of Western forces engaged in conflict, this article assesses the utility of such knowledge in light of the British experience of the North-West Frontier of India 1901–1945. By using the British concept of the Political Officer as an example, it proposes that while cultural understanding is of genuine importance when operating in such a challenging environment, possession of it does not necessarily aid either the design or implementation of successful policy. As the British experience on the Frontier during this period illustrates, cultural awareness and understanding may be possessed in abundance, and the mechanisms for achieving such a state of understanding may be advanced, but traditional factors such as a cultural bias on the part of policy-makers, conservatism, underfunding, local resistance to unfamiliar concepts and a fractured civil-military relationship will dominate such awareness and overshadow the benefits that it may provide.     

From small wars to counterinsurgency: C.W. Gwynn, ‘Imperial Policing’ and transformation of doctrine

ABSTRACT

The complicated problematic of Imperial Policing in many respects still comes down to the principle of minimum force, and much of what we consider an integral part of the modern doctrine of counterinsurgency, is perceived as by-product of post-1945 colonial experience. Charles Gwynn wrote about it in his still underestimated text-book on internal security, ‘Imperial Policing’. As a result, there is a lack of clear understanding how colonial (based on local experience) knowledge was transformed into the expert (universal, transferable) knowledge in confronting rebellions at the doctrinal level. This article examines the work of Gwynn as part of a transitional stage from the age of global empires to the age of nuclear superpowers within the context of internal security doctrine. Adaptation to the new realities during the interwar period and after the World War II – reconfiguration of the British army epistemological system in confronting insurgencies – was a hard process. In this sense, the question about transformation of colonial knowledge into expert knowledge onto the field of internal security is a part of a more general and sensitive question about transition from colonialism to the post-colonial age.     

Forecasting Civil Conflict with Zero-Inflated Count Models

Advances in the study of civil war have led to the proliferation of event count data, and to a corresponding increase in the use of (zero-inflated) count models for the quantitative analysis of civil conflict events. Our ability to effectively use these techniques is met with two current limitations. First, researchers do not yet have a definitive answer as to whether zero-inflated count models are a verifiably better approach to civil conflict modeling than are ‘less assuming’ approaches such as negative binomial count models. Second, the accurate analysis of conflict-event counts with count models – zero-inflated or otherwise – is severely limited by the absence of an effective framework for the evaluation of predictive accuracy, which is an empirical approach that is of increasing importance to conflict modelers. This article rectifies both of these deficiencies. Specifically, this study presents count forecasting techniques for the evaluation and comparison of count models' predictive accuracies. Using these techniques alongside out-of-sample forecasts, it then definitively verifies – for the first time – that zero-inflated count models are superior to comparable non-inflated models for the study of intrastate conflict events.     

Misapplying lessons learned? Analysing the utility of British counterinsurgency strategy in Northern Ireland, 1971–76

This article examines the British Army's deployment in support of the civil power in Northern Ireland. It argues that the core guiding principles of the British approach to counterinsurgency (COIN) – employing the minimum use of force, firm and timely action, and unity of control in civil–military relations – were misapplied by the Army in its haste to combat Irish Republican Army (IRA) terrorism between 1971 and 1976. Moreover, it suggests that the Army's COIN strategy was unsuccessful in the 1970s because commanders adhered too closely to the customs, doctrine, and drill applied under very different circumstances in Aden between 1963 and 1967, generally regarded as a failure in Britain's post-war internal security operations. The article concludes with a discussion of the British government's decision to scale back the Army's role in favour of giving the Royal Ulster Constabulary primacy in counter-terrorist operations, a decision which led ultimately to success in combating IRA violence.     

Violent vs. Non-Violent Struggle: Investigating the Impact of Frames on Movement Strategies in Yemen

Why do some opposition movements escalate into armed conflict while others abide non-violently under very similar conditions? In order to account for this variance, the article proposes to transcend the limitations of existing structural theories within civil war studies by including a framing perspective. It accentuates and elucidates the agency component and the interactive dynamics of the construction and negotiation of meaning, which remain a ‘black box’ in current models. In a comparative study of two movements in Yemen, the article identifies and describes the respective collective action frames, establishes why and how strategic movement actors construct them in their specific particularity, and relates this to the question of why constituents take certain forms of action. The findings assert the theoretical contribution of an integrative approach.     

The poverty of power in military power: how collective power could benefit strategic studies

Strategic studies deals intimately with the topic of power. Most scholars in the discipline work with a concept of power as an adversarial zero-sum competition. This is natural and necessary. However, other conceptions of power developed within political science and sociology could enrich strategic studies. Approaching two typical, traditional tasks of strategy – alliance building and war-fighting – this article demonstrates the heuristic mileage of theories of collective power. In particular, we can shed new light on the post-Cold War transformation of NATO as well as state-building as a strategy in counter-insurgencies with new ideas of power. Broadening the palette of theories of power is thus valuable if strategic studies is to prosper as an independent field of study.